Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Louise Block-Taylor | 2227300 | 9 | 10/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn Brantly Westbrook | 2212051 | 3 | 09/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Warren Saperstein | 4389204 | 12 | 08/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Schoener | 6072318 | 2 | 05/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Topp | 1129006 | 5 | 02/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Topp | 1129006 | 5 | 01/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Oboyle | 2721379 | 5 | 11/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric William Cummings | 6148992 | 1 | 11/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Nicholas Pitucco | 862375 | 4 | 10/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Topp | 1129006 | 5 | 05/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |