Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne Marie Albertine | 2807331 | 2 | 04/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Eric Scarbrough | 2912830 | 4 | 03/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Patrick Hagan | 2392157 | 9 | 02/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chang Baek Chun | 1402711 | 1 | 02/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Lembo | 1338001 | 2 | 01/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Patrick Hagan | 2392157 | 9 | 01/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Nicholas Pitucco | 862375 | 4 | 12/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Patrick Hagan | 2392157 | 9 | 10/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stuart Hirson | 5432472 | 3 | 10/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Sikaras | 4296818 | 1 | 10/14/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |