Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Celso Quiterio Rodriguez Gonzalez | 2145328 | 1 | 11/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett A Thiery | 5179667 | 9 | 11/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett A Thiery | 5179667 | 9 | 11/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn Brantly Westbrook | 2212051 | 3 | 09/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent D Ashley | 2232063 | 2 | 09/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig Lapage | 6249963 | 2 | 09/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harvey Lee Keeney | 842523 | 2 | 08/12/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sara Lynn Meckling | 6985575 | 1 | 08/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Paul Avril | 1203982 | 2 | 06/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stuart Hirson | 5432472 | 3 | 04/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |