Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Harlan Kyle | 4758269 | 2 | 06/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Warren Saperstein | 4389204 | 12 | 06/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine A Lewis | 3032234 | 2 | 06/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Thomas Kozlak | 5431163 | 1 | 05/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert T Leonardo | 5641161 | 2 | 04/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan A Birkner | 5438031 | 2 | 04/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Harlan Kyle | 4758269 | 2 | 04/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Darweshi Turner | 2995283 | 2 | 02/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivan Obra Mattox | 4537633 | 5 | 01/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett Joseph Seymour | 3200705 | 2 | 12/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |