Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Bradley Kormes | 7022147 | 2 | 07/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Vasquez | 2592329 | 1 | 07/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lloyd Mayer | 4036612 | 5 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lawrence Berg | 4682567 | 2 | 06/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles W Goetz | 5587556 | 8 | 06/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett A Thiery | 5179667 | 9 | 06/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Caryl Dahms | 5469502 | 1 | 05/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Ray Saunders | 2081150 | 4 | 05/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Josephine Celentano | 2504924 | 1 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Moses Razeel Hollender | 3196268 | 2 | 03/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |