Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Adam Fields | 5842271 | 1 | 03/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Charles Hoger | 5694149 | 1 | 03/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Louis Reda | 4527060 | 4 | 02/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Solo | 7237912 | 1 | 02/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Benoit | 1106516 | 5 | 02/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chris William Sousounis | 2637561 | 1 | 02/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Arthur Smith | 4360471 | 8 | 01/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard A Bauer | 5532583 | 3 | 12/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeniece Dianna McClary | 2643011 | 1 | 12/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Erik Olson | 3121941 | 2 | 11/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |