Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Joseph Seymour | 3200705 | 2 | 01/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Otilio Gonzalez | 7365394 | 1 | 01/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Robert Conner | 1182126 | 2 | 12/13/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Arthur Smith | 4360471 | 8 | 12/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Warren Saperstein | 4389204 | 12 | 12/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Eric Scarbrough | 2912830 | 4 | 11/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan A Birkner | 5438031 | 2 | 11/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Arthur Smith | 4360471 | 8 | 10/25/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clinton M Gruettert | 5670518 | 2 | 10/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Louise Block-Taylor | 2227300 | 9 | 09/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |