Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joanne Marie Beaton | 1870572 | 5 | 06/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas W van Order | 2701270 | 1 | 06/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Patrick Mitchell | 1279375 | 2 | 05/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Ray Saunders | 2081150 | 4 | 04/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Patrick Mitchell | 1279375 | 2 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Benoit | 1106516 | 5 | 04/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| India Aaronina Thomas-Johns | 6032013 | 2 | 04/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Monkarsh | 2967388 | 6 | 03/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Darweshi Turner | 2995283 | 2 | 03/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Anthony Delmonte | 2670778 | 1 | 03/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |