Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Christopher Gibbs | 6475484 | 2 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Lawrence Levine | 1523498 | 1 | 02/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Ray Saunders | 2081150 | 4 | 01/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert T Leonardo | 5641161 | 2 | 09/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ben Sarsozo | 1863861 | 2 | 08/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ben Sarsozo | 1863861 | 2 | 08/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Bignardelli | 6098590 | 1 | 08/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clinton M Gruettert | 5670518 | 2 | 07/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Patrick Hagan | 2392157 | 9 | 07/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Spencer Cultra | 5903247 | 2 | 06/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |