Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kaliyah McLeod | 7314659 | 1 | 03/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel T Del Guercio | 7311758 | 3 | 01/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| April Carter | 5621909 | 1 | 01/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Catherine Rochelle Mattera | 5415273 | 3 | 12/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Catherine Rochelle Mattera | 5415273 | 3 | 12/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Esteban Romero | 5127697 | 5 | 11/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivan David Hilliard | 1788439 | 1 | 11/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Welles Boudreau | 6687629 | 2 | 11/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Scott Sharkey | 2494527 | 5 | 10/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Ray Saunders | 2081150 | 4 | 10/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |