Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Jean Hoppe | 1488410 | 3 | 09/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Warren Saperstein | 4389204 | 12 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig Lapage | 6249963 | 2 | 08/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Stephen Martin | 3121117 | 2 | 06/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernadette Marie Buckley | 4598592 | 2 | 06/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew John Mattimore | 4456309 | 2 | 04/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dorothy Ann Murdock | 2033644 | 2 | 04/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Louis Reda | 4527060 | 4 | 04/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Erik Olson | 3121941 | 2 | 04/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Benoit | 1106516 | 5 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |