Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Louise Davis | 6323891 | 1 | 05/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Jean Hoppe | 1488410 | 3 | 04/09/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melinda Anne Matts | 5042438 | 1 | 04/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Wells Sharpe | 6216822 | 2 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yong Kwon Park | 3005869 | 1 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 01/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Ford Martell | 5528216 | 1 | 12/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniela Miraballes Aponte | 5274426 | 1 | 12/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bert Frazier | 2571087 | 5 | 09/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel John Lusardi | 6759460 | 1 | 09/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |