Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chase L Dobler | 7669069 | 1 | 10/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis James Caruso | 5215091 | 7 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Alan Kaeterle | 2181522 | 2 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wojciech Zbigniew Grochowski | 5434381 | 1 | 09/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Pitt Petri | 2658300 | 3 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pitt Petri | 2658300 | 3 | 08/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pitt Petri | 2658300 | 3 | 07/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |