Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Gies | 2245408 | 2 | 04/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Elliott Materewicz | 4526912 | 1 | 04/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Welles Boudreau | 6687629 | 2 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Fredericks | 5906237 | 1 | 02/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sushma Yadav | 7335952 | 1 | 02/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis James Caruso | 5215091 | 7 | 12/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis James Caruso | 5215091 | 7 | 11/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvio Borrero | 5087491 | 5 | 11/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis James Caruso | 5215091 | 7 | 11/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |