Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis James Caruso | 5215091 | 7 | 02/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Yoingco | 5470221 | 3 | 02/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Yoingco | 5470221 | 3 | 02/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Allan Huggins | 7246659 | 1 | 12/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Stoll | 7685178 | 1 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Warren Saperstein | 4389204 | 12 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Zanovich | 3176888 | 2 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bert Frazier | 2571087 | 5 | 09/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John McGeoghan | 6072310 | 1 | 08/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sami Abrao Moualla | 7597327 | 2 | 07/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |