Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gurdeep Singh | 2468279 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 12/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Quentin W Moore | 4413941 | 2 | 11/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Quentin W Moore | 4413941 | 2 | 11/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aline Lenore Fisher | 1037390 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reynaldo M Martinez Jr | 4699869 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin James Girouard | 4844993 | 1 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Benton Griffin | 4754564 | 2 | 10/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Samuel Dure | 5871786 | 2 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony James Sgroi | 5608516 | 4 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |