Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Wells Sharpe | 6216822 | 2 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Burgess | 6422595 | 3 | 02/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dorothy Ann Murdock | 2033644 | 2 | 01/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony James Sgroi | 5608516 | 4 | 01/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony James Sgroi | 5608516 | 4 | 01/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi Marie Palomo | 6484963 | 1 | 12/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel N Sona | 6598704 | 1 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Earl Avery Stallings | 6034608 | 3 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca L Maurer | 5452942 | 2 | 10/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca L Maurer | 5452942 | 2 | 10/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |