Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James D Thibaut | 6778596 | 1 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Calvin Christopher Silva | 6959865 | 3 | 06/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Cantwell | 5335760 | 1 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Matthew Jourdain | 6722260 | 1 | 05/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Skroski | 6468201 | 3 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelique Theresa Whitehouse | 4908209 | 1 | 04/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Steven Lewis | 7409469 | 2 | 04/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ron Ray Maxwell | 4874486 | 2 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ron Ray Maxwell | 4874486 | 2 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph A Midili | 5718506 | 1 | 01/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |