Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Lee Hamel | 4197264 | 4 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Terrence Dimare | 4686010 | 1 | 09/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Harris Freedman | 5629990 | 1 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Mitchell Cooper | 7559508 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Mitchell Cooper | 7559508 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 08/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark R Stein | 4735877 | 1 | 08/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denny Ray McCarty | 2252068 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Denise Dressel | 6554407 | 4 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Calvin Christopher Silva | 6959865 | 3 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |