Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Chun | 5613699 | 1 | 03/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan A Wagner | 6143066 | 1 | 12/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Gibbs | 6475484 | 2 | 11/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 11/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 11/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 11/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Hamel | 4197264 | 4 | 10/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Hamel | 4197264 | 4 | 10/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Hamel | 4197264 | 4 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Marie Santone | 4052954 | 1 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |