Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Michael Morrison | 5812522 | 1 | 06/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marisa Saber | 6047576 | 1 | 04/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Anthony Del Beato | 3000182 | 1 | 01/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Giardina | 2055163 | 1 | 09/12/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bertrand Ryland Hudnall | 5261059 | 1 | 07/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cory H Clair | 5678928 | 1 | 07/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William James Larson | 7374639 | 2 | 05/18/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren A Pena | 4698339 | 2 | 04/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth J Speroni | 6628674 | 1 | 12/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nasser Kassem Zebian | 5521719 | 3 | 09/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |