Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nasser Kassem Zebian | 5521719 | 3 | 03/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 02/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Tyler Foxworth | 5656380 | 2 | 11/20/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Asciutto | 6037158 | 1 | 09/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Hadley | 7262241 | 1 | 06/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John E Rusten | 5030374 | 1 | 03/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jameson Dance Bunger | 6084579 | 1 | 01/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Joseph Uhrin | 1031421 | 4 | 09/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Jay Underwood | 5090056 | 4 | 09/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brad Lee Martin | 3207883 | 1 | 07/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |