Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yong Kwon Park | 3005869 | 1 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aubrey E Vaughn | 1933540 | 1 | 02/07/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 01/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Ford Martell | 5528216 | 1 | 12/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniela Miraballes Aponte | 5274426 | 1 | 12/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Bustamante | 5264619 | 3 | 10/23/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Cramer | 1313587 | 4 | 10/14/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bert Frazier | 2571087 | 5 | 09/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel John Lusardi | 6759460 | 1 | 09/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Picker | 4509113 | 1 | 08/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |