Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pitt Petri | 2658300 | 3 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pitt Petri | 2658300 | 3 | 08/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pitt Petri | 2658300 | 3 | 07/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katie Ann Hudson | 5508543 | 4 | 06/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Louise Davis | 6323891 | 1 | 05/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Anne Matts | 5042438 | 1 | 04/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Wells Sharpe | 6216822 | 2 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |