Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy David Tanner | 2499960 | 3 | 06/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Luis Otero-Santos | 5196285 | 1 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bert Frazier | 2571087 | 5 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvio Borrero | 5087491 | 5 | 05/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 05/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Gies | 2245408 | 2 | 04/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Gies | 2245408 | 2 | 04/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Elliott Materewicz | 4526912 | 1 | 04/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew William Geherin | 1432845 | 3 | 04/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Welles Boudreau | 6687629 | 2 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |