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FINRA Broker Disclosures for MML Investors Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 297 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Silvio Borrero5087491509/14/2021FinancialFinal$0.00$0.00See FINRA Report
Silvio Borrero5087491509/09/2021FinancialFinal$0.00$0.00See FINRA Report
Sami Abrao Moualla7597327208/11/2021FinancialFinal$0.00$0.00See FINRA Report
Jose Santana6761883108/02/2021FinancialFinal$0.00$0.00See FINRA Report
Christina Elise Acker5910390307/28/2021FinancialFinal$0.00$0.00See FINRA Report
Cheryl Anne Smith5903224507/23/2021FinancialFinal$0.00$0.00See FINRA Report
Anthony Lynn Cross3155726407/21/2021RegulatoryFinal$0.00$0.00See FINRA Report
Travis James Caruso5215091706/29/2021FinancialFinal$0.00$0.00See FINRA Report
Cheryl Anne Smith5903224506/22/2021FinancialFinal$0.00$0.00See FINRA Report
Kael Alexander Cheatham6994711206/15/2021RegulatoryFinal$0.00$0.00See FINRA Report

297 Results

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