Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Silvio Borrero | 5087491 | 5 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Silvio Borrero | 5087491 | 5 | 09/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sami Abrao Moualla | 7597327 | 2 | 08/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Santana | 6761883 | 1 | 08/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christina Elise Acker | 5910390 | 3 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cheryl Anne Smith | 5903224 | 5 | 07/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Lynn Cross | 3155726 | 4 | 07/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Travis James Caruso | 5215091 | 7 | 06/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cheryl Anne Smith | 5903224 | 5 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kael Alexander Cheatham | 6994711 | 2 | 06/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |