Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis James Caruso | 5215091 | 7 | 07/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin | 3268675 | 4 | 06/22/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Trever Hutchison | 4769227 | 1 | 02/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Anne Smith | 5903224 | 5 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Anne Smith | 5903224 | 5 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Frederick Rickel | 1365534 | 1 | 02/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Dunberg | 5053672 | 1 | 02/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Christine Vinson | 3133203 | 1 | 01/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Anne Smith | 5903224 | 5 | 09/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvio Borrero | 5087491 | 5 | 09/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |