Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Verlon Hicks | 2143255 | 3 | 08/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Leldon Knight | 1434997 | 1 | 08/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lee Peeples | 1093757 | 4 | 06/29/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Russell Rotman | 2050959 | 2 | 03/07/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Wayne Bratcher | 1515281 | 1 | 01/12/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas David Ogrady | 1874661 | 1 | 10/04/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Andrea Myers | 1369870 | 1 | 01/10/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnie David Bergman | 1338888 | 3 | 11/07/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Lavo | 1185209 | 3 | 10/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin James McAlpin | 1607538 | 3 | 08/19/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |