Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Husin Hasnah | 1844865 | 1 | 10/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Mario Minieri | 1195018 | 5 | 06/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Robert Kaine | 2608249 | 3 | 05/08/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Mario Minieri | 1195018 | 5 | 02/23/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce William Bowman | 1054222 | 1 | 01/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fredric J Laffie | 2033623 | 1 | 04/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Edward Landolph | 2364133 | 3 | 08/28/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leon Jacob Slavutin | 3126648 | 1 | 10/09/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grant Ethan Buster | 2085510 | 2 | 06/08/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Haywood Jerome Tellis | 2067539 | 4 | 05/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |