Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Arthur Smith | 4360471 | 8 | 03/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Bustamante | 5264619 | 3 | 01/10/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 11/08/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Anthony Richter | 1074024 | 2 | 10/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Allen Havens | 2121519 | 1 | 01/14/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Krupkowski | 1244603 | 6 | 08/20/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew William Geherin | 1432845 | 3 | 06/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Krupkowski | 1244603 | 6 | 01/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Weingast | 1287208 | 3 | 12/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas E Ruggiero | 1109651 | 1 | 07/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |