Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elaine R Thompson-Perez | 1870716 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Samuel Perry | 5336719 | 2 | 11/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Schulman | 5107746 | 2 | 11/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Ferrante | 4525287 | 2 | 11/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Book | 2128493 | 1 | 10/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Gigante | 1808104 | 4 | 06/04/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Coley Eggers | 5205969 | 2 | 09/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Jay Drege | 6015247 | 1 | 09/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 03/09/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Miles Hadden | 2818766 | 1 | 02/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |