Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Menis | 4925190 | 1 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Earl Avery Stallings | 6034608 | 3 | 04/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Skroski | 6468201 | 3 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Earl Avery Stallings | 6034608 | 3 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Meriwether Giglio | 2233458 | 1 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William D Tsoulos | 5226586 | 1 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Skroski | 6468201 | 3 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gurdeep Singh | 2468279 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 12/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |