Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Randall Romal | 1474022 | 1 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Jean Murray | 4477678 | 1 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Delano Butler | 4528224 | 2 | 07/07/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lloyd Mayer | 4036612 | 5 | 06/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Leen | 4686538 | 1 | 06/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelli Marie Stanko | 6053418 | 1 | 06/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John David Lawrence | 4965533 | 1 | 06/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Dominick Roselli | 4939149 | 2 | 06/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Belton Robinson | 1653002 | 1 | 05/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Choddie Toi Bryant | 5377907 | 2 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |