Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca L Maurer | 5452942 | 2 | 10/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca L Maurer | 5452942 | 2 | 10/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Lane Vasichek | 5922153 | 1 | 10/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 10/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Eric Carlson | 4806242 | 1 | 09/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Renda King | 2587228 | 3 | 09/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James William Diehl | 6222602 | 1 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Allan Maloney | 4857889 | 1 | 08/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William J Condon | 4750224 | 2 | 08/05/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |