Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine Denise Dressel | 6554407 | 4 | 09/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lynn Cross | 3155726 | 4 | 09/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Vasquez | 2592329 | 2 | 08/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 6 | 04/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Wayne Hawkins | 6151441 | 1 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Michael McDonald | 6741174 | 2 | 03/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Melchiorre Colombo | 1188143 | 5 | 02/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Brody | 5000199 | 3 | 02/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Brody | 5000199 | 3 | 02/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis James Caruso | 5215091 | 7 | 02/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |