Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lee Smith | 2314702 | 3 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colleen Joy Lathrop | 5147578 | 3 | 06/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joan Kochik Murdaugh | 1101039 | 4 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lishay Marie MacK | 7384505 | 1 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Ford | 6785170 | 1 | 05/24/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Alan Walker | 5985818 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Obra Mattox | 4537633 | 5 | 04/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 04/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 04/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Taylor | 5747559 | 1 | 04/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |