Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Lee Hamel | 4197264 | 4 | 10/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Hamel | 4197264 | 4 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Marie Santone | 4052954 | 1 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Hamel | 4197264 | 4 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Terrence Dimare | 4686010 | 1 | 09/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Harris Freedman | 5629990 | 1 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Miles Nelligan | 6127301 | 1 | 08/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Mitchell Cooper | 7559508 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Mitchell Cooper | 7559508 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 08/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |