Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Justin Towne | 6414493 | 4 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Justin Towne | 6414493 | 4 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Justin Towne | 6414493 | 4 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bert Frazier | 2571087 | 5 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher L Campbell | 5914268 | 1 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tahitta Diaz Resto | 6935676 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hui Corona | 7125128 | 1 | 05/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Anne Hofferica | 7522480 | 1 | 04/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Virgil Longo | 1006505 | 1 | 03/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |