Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Leslie Wyse | 1070329 | 9 | 07/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 06/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlene Renee Flick | 6651114 | 1 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Obra Mattox | 4537633 | 5 | 05/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Mullen | 6200525 | 1 | 05/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bert Frazier | 2571087 | 5 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |