Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Samuel Perry | 5336719 | 2 | 01/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Schulman | 5107746 | 2 | 01/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul David Ferrante | 4525287 | 2 | 01/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Eric Heller | 4205410 | 2 | 09/15/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Monkarsh | 2967388 | 6 | 06/18/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Mark Walker | 4845975 | 2 | 06/17/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Seema Shyam Jagtiani | 4298858 | 2 | 12/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Denis Jobin | 4138435 | 2 | 07/16/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brett A Thiery | 5179667 | 9 | 06/22/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robin K Vernon | 4537459 | 1 | 06/18/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |