Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rong Shen | 5092338 | 4 | 06/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore David Mageau | 1354448 | 1 | 05/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald C Scott | 4575306 | 1 | 04/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Robert Schmuke | 5608547 | 1 | 02/10/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Monteleone | 1535112 | 1 | 12/30/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Edwin Lenhardt | 2622625 | 2 | 10/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Gigante | 1808104 | 4 | 07/11/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lalit Jallan | 2951502 | 3 | 05/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert John Smith | 1314372 | 1 | 05/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Evan Coley Eggers | 5205969 | 2 | 01/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |