Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Laborin Gomez | 4044652 | 1 | 01/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marzana Zaman | 5735183 | 1 | 08/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dewaan Singh | 2000561 | 1 | 08/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Gigante | 1808104 | 4 | 06/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Olga Michelle Strasser | 4935842 | 2 | 03/26/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sarah Ruth Elmtalab | 5452307 | 1 | 01/10/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Grant Ethan Buster | 2085510 | 2 | 01/07/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Olga Michelle Strasser | 4935842 | 2 | 01/03/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael James Middleton | 2995457 | 3 | 10/29/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Darren Stark | 2956587 | 2 | 09/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |