Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mikael C Lee | 4731378 | 2 | 10/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lloyd Mayer | 4036612 | 5 | 07/17/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Richard Fager | 5698900 | 1 | 06/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hyeseon Hong | 5574958 | 1 | 04/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Helen Hyoyoung Kim | 2783046 | 1 | 04/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Esteban Romero | 5127697 | 5 | 01/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Owen Girsky | 2440692 | 3 | 10/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon Kay Nigh | 2441748 | 1 | 10/06/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian D Fetsco | 4773074 | 2 | 06/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lynda Ann Cairo | 2398502 | 1 | 02/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |