Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert A Anderson | 5235631 | 2 | 03/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chadwick R Noyes | 5516296 | 1 | 02/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Cui | 6285655 | 3 | 12/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Xiao Chen | 6361529 | 1 | 08/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis C Hou | 5755201 | 1 | 03/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael T Mock | 4873940 | 1 | 12/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christina Xian Liu | 2875982 | 2 | 10/05/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Blaise Augustyn | 4125565 | 1 | 09/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Paul Robbins | 4364668 | 3 | 04/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Manfredo | 5599298 | 1 | 01/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |