Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mi Kyoung Cho | 5776136 | 3 | 10/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Eisner | 76678 | 1 | 02/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Allen Moquin | 1094497 | 1 | 12/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert J Link | 6198862 | 1 | 11/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Michael Sinaly | 5351898 | 1 | 09/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Rosenberg | 6813129 | 1 | 09/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathan Randall Miller | 6289892 | 2 | 07/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Steven Schummer | 6027426 | 1 | 06/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Milan Wyszynski | 2825754 | 1 | 05/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Thomas Duffy | 5683247 | 1 | 05/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |