Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio F Garcia Casco | 6714613 | 1 | 04/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sandra Scanni | 2179046 | 3 | 11/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Andrew Cramer | 1313587 | 4 | 11/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Diana Wong | 6597102 | 1 | 10/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mi Kyoung Cho | 5776136 | 3 | 10/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Bavin | 5533888 | 18 | 02/27/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Eisner | 76678 | 1 | 02/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Allen Moquin | 1094497 | 1 | 12/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert J Link | 6198862 | 1 | 11/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Jay Thompson | 1725750 | 1 | 10/18/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |