Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Charles Henderson | 1299692 | 6 | 12/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl William Falkenstern | 1983107 | 1 | 04/09/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Earl Hampton | 1730068 | 2 | 12/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Whitney Coogan | 724714 | 5 | 08/02/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Michael Jacob | 1264724 | 5 | 04/17/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |