Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eileen Cioe | 1501017 | 10 | 11/30/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Hood | 5434397 | 1 | 08/02/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Louis Rosen | 1096664 | 3 | 07/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jongsik Kim | 1617686 | 4 | 05/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Mark Lee | 2491308 | 1 | 10/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jayme George Alfano | 1920451 | 1 | 10/31/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Dale Stein | 1289625 | 5 | 07/03/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clark Selwyn Ullom | 844147 | 5 | 04/18/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Jordan Licari | 1081503 | 4 | 02/28/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alfred Edward Landolph | 2364133 | 3 | 06/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |