Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roland Cuellar | 2201709 | 3 | 10/29/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arkady Milgram | 3152782 | 1 | 02/18/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Robert Achatz | 3212422 | 1 | 05/23/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew John Mattimore | 4456309 | 2 | 03/03/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew William Geherin | 1432845 | 3 | 01/31/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David John Mingori | 2336636 | 1 | 12/06/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Felix Greco | 1199932 | 3 | 07/29/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Hanson Cathers | 4436073 | 1 | 07/26/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wesley Thomas Whitehead | 1857221 | 2 | 05/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel Leonardo Terrazzino | 2688872 | 2 | 03/23/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |