Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa Renda King | 2587228 | 3 | 08/21/2000 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 07/19/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Salvatore Francis Dileo | 1122802 | 2 | 11/22/1999 | Customer Dispute | Denied | $25,824.30 | $0.00 | See FINRA Report |
| Mark Abbey Varon | 2475603 | 1 | 06/15/1999 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Cataldo | 1039290 | 2 | 03/29/1999 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Edward Sidney Felsenthal | 206089 | 1 | 02/01/1999 | Customer Dispute | Denied | $12,811.00 | $0.00 | See FINRA Report |
| Robert Jacob Freilicher | 2024617 | 1 | 01/11/1999 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Alicia Thuy Chau | 2292651 | 1 | 02/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Edward Mahler | 1057162 | 1 | 08/28/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |