Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Veikko Antero Vasara | 1869085 | 3 | 05/13/2002 | Customer Dispute | Denied | $30,166.70 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 04/08/2002 | Customer Dispute | Denied | $155,263.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 03/13/2002 | Customer Dispute | Denied | $32,888.00 | $0.00 | See FINRA Report |
| James Kenneth Krueger | 1637849 | 3 | 11/26/2001 | Customer Dispute | Denied | $81,654.40 | $0.00 | See FINRA Report |
| Douglas James Rechtine | 1592454 | 2 | 11/23/2001 | Customer Dispute | Denied | $6,852.76 | $0.00 | See FINRA Report |
| John Pier Desmond | 1038830 | 2 | 11/14/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Roland Francis Gaudette | 711917 | 5 | 11/07/2001 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Rodd Shannon McMinn | 2340048 | 2 | 10/11/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Jeffrey John Snider | 2277004 | 1 | 10/09/2001 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 10/08/2001 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |